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Construction compliance guide

Excavation Inspection Checklist: What to Record Before Work Continues (UK)

Nicola Dobbie, Founder of The Site Book
Nicola Dobbie·Founder, The Site BookLast updated 13 September 2026

TL;DR

Inspect at the start of each shift, after an event that could affect strength or stability, and after a fall of rock or earth. Record who inspected, where and when, the risks found, action taken and further action needed. Keep people out until defects are corrected and checked again.

Inspect an excavation at the start of each shift, after an event that could affect its strength or stability, and after a fall of rock or earth. Record who inspected it, where and when, what could create a risk, the action taken and any further action needed. If the competent person is not satisfied, keep people out until the defect is corrected and the excavation is checked again. This record supports your controls; it does not make an unsafe excavation safe by itself.

This guide covers England, Scotland and Wales; Northern Ireland has separate CDM 2016 rules. See HSENI's CDM 2016 guidance if the work takes place there.

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When does an excavation need inspecting?

HSE says a competent person should inspect at the start of each shift. Inspect again after heavy rain, flooding, nearby vibration, movement of plant, damage to support or another event that could affect strength or stability, and after rock, earth or other material falls into the excavation. Before entry after dewatering or when a new section is opened, reassess the conditions. The person needs the knowledge, training and experience to recognise the hazards in that excavation.

What to check at the excavation

Walk the area from a safe position first. Do not enter an excavation to perform the inspection if the controls do not make that safe. Record a useful observation rather than ticking “OK” without detail.

  • Ground and support: Look for cracking, bulging, slumping, loose material, water ingress, undermining, movement or damage to shoring, trench boxes, battering or benching. Confirm support matches the planned arrangement.
  • Edges and loads: Check spoil, materials, plant and vehicles are kept far enough from the edge for the ground and support. Check edge protection, barriers, covers and warning signs.
  • Services: Confirm the safe-digging method is still being followed. Protect exposed services against movement and stop if an uncharted service appears.
  • Access and egress: Check ladders, ramps or other access are suitable, secure and clear. Consider how a worker would leave quickly in an emergency.
  • Water and atmosphere: Check standing water, inflow, damaged drainage and any atmosphere risk relevant to the location. Pumping water away does not prove that the sides are stable.
  • People, plant and method: Confirm the team has been briefed on the current RAMS and site rules. Check plant is positioned and operated as planned.

This is a field check, not an engineering design review. Stop and obtain competent temporary works or specialist advice when the method no longer matches site conditions.

Excavation inspection record checklist

Use the fields below as a starting point for a written report. Under CDM 2015 Regulation 24, where the inspector is not satisfied, the person who requested the inspection must be told before the end of that shift; the report must include the matters and actions, and be provided within 24 hours. Keep it available at the site until construction finishes and then for three months. Regulation 24 does not require more than one report for repeated start-of-shift inspections in a seven-day period. This does not reduce how often you inspect or allow you to delay action on a defect. HSE guidance recommends reports following most inspections, including after events affecting stability or material falls. You can keep a record after every check to make handovers clearer.

Identification

  • ☐ Project and site address.
  • ☐ Name and address of the person or organisation the inspection was carried out for.
  • ☐ Exact location, excavation reference and short description.
  • ☐ Date, time, shift and relevant weather or ground conditions.
  • ☐ Name, role and signature or secure confirmation of the person making the report.
  • ☐ RAMS, drawing, temporary works design or permit reference.

Findings

  • ☐ Ground condition and signs of movement or collapse.
  • ☐ Shoring, trench box, battering or benching condition.
  • ☐ Edge protection, barriers, covers, spoil and plant positions.
  • ☐ Access, egress, water control and atmosphere concern.
  • ☐ Underground services, exposed services and safe-digging controls.
  • ☐ Other people, work activities or changes that could affect the excavation.

Actions and close-out

  • ☐ Describe each matter that could create a risk and its location.
  • ☐ State the immediate action: stop work, withdraw people, isolate plant, barrier the area, remove a load or obtain advice.
  • ☐ Name the corrective-action owner and completion point.
  • ☐ Record further action, such as a revised RAMS, temporary works review or re-brief.
  • ☐ Record re-inspection date/time, the person confirming the fix and the decision: continue only once safe, or remain stopped.

Avoid “passed” as the only result. Record the defect, action and re-check, for example: “loose spoil on north edge; access stopped; spoil removed; rechecked 10:35”.

What if the inspection finds a defect?

Tell affected people and prevent entry while the risk remains. Do not send somebody into a collapsing or unsupported excavation to retrieve tools or install a last-minute control. Follow the emergency arrangements, bring in the right competent person and revise the method where conditions changed. Record the defect, action and re-inspection rather than deleting the failed check.

Keep the record with the RAMS, service information, permits and temporary works design under the project's document-control arrangements. It is evidence of a check; conditions can still change.

Keep the evidence together

The Site Book helps UK contractors keep project RAMS, permits, site diary entries and incident records organised in one place. Pro includes permits, a site diary and document quality checking. Review output against the actual ground, services, support and supervision arrangements, and use a competent person for the inspection. Create a free job pack to start with the RAMS and site paperwork for one real job.

Keep the current inspection, any report, the relevant permit and the current RAMS together so the next shift can see what changed and what remains stopped.

Common questions

Who can inspect an excavation?

Someone with the training, knowledge and experience to recognise the relevant ground, support, service, access and loading hazards. HSE describes this as competence for the task; there is no single job title that makes a person competent.

Is a daily tick sheet enough?

A tick sheet can support the inspection, but it is not the report on its own. The written record must identify the site, the person it was made for, the inspector, findings and actions. A blank or unexplained tick does not show what was checked.

Does every excavation need shoring?

There is no universal depth shortcut that makes an excavation safe. Support, battering or another control must reflect ground, water, loading, nearby structures and the work method. If there is a risk of collapse, take adequate steps to prevent it and obtain competent advice.

Does this replace a permit to dig or RAMS?

No. A permit-to-dig system, where required by the site, helps confirm pre-start controls such as service information and safe digging. RAMS explain the task and controls. The inspection checks whether the excavation remains safe in the conditions found.

What the inspection record proves — and what it cannot

Pros

  • Records the competent person, trigger, location, findings, actions and close-out.
  • Makes stop-work decisions and unresolved defects clear at shift handover.
  • Keeps the inspection evidence with the current RAMS, permits and temporary works information.

Cons

  • A tick sheet alone does not explain what was checked or what action followed.
  • The record cannot make an unsupported or changing excavation safe.
  • A document review cannot replace competent inspection from a safe position.
Excavation inspection report essentials
RecordIncludeClose-out
IdentificationSite, exact excavation, date, time, shift and inspector.Link the current RAMS, design or permit.
ConditionGround, support, edges, loads, access, water and services.Describe the matter and its precise location.
ActionImmediate stop, withdrawal, isolation, barrier or advice.Name the owner and completion point.
Re-inspectionDate, time, competent person and evidence.Record safe to continue or remain stopped.
Source: HSE excavation guidance and CDM 2015 Regulation 24

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Sources

  1. ExcavationsHSE · Accessed 12 September 2026
  2. Avoiding danger from underground services (HSG47)HSE · Accessed 12 September 2026
  3. Health and safety in construction (HSG150)HSE · Accessed 12 September 2026
  4. Managing health and safety in construction (L153)HSE · Accessed 12 September 2026
  5. CDM 2015, Regulation 22legislation.gov.uk · Accessed 12 September 2026
  6. CDM 2015, Regulation 24legislation.gov.uk · Accessed 12 September 2026